Cass Sanford

As Deputy General Counsel, Ms. Sanford supports regulatory and policy making initiatives at OTC Markets Group, focusing on equity market structure, online capital raising and emerging Fintech and RegTech trends. She represents the company on public panels and before regulatory and legislative groups. Prior to joining OTC Markets Group, Ms. Sanford represented issuers, broker-dealers and individuals in securities litigation, financing, and various corporate and regulatory matters. Cass earned her J.D. from Hofstra University School of Law and received her BA from Mount Holyoke College. Ms. Sanford is a member of the New York Bar.